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AGENTIC AI &
WORKFLOW
AUTOMATIONS

AI AGENTS ACROSS
YOUR WEALTH TECH
ECOSYSTEM

Turn CRM and portfolio Insights into AI-driven recommendations and next best actions that enhance advisory productivity and client experiences.

COMPLIANCE
AGENT

Client onboarding, controls, documentation and support for regulatory requests.

Purpose

Reduce manual work involved in collecting, checking, and orchestrating onboarding andcompliance processes while preserving human oversight and traceability. 

Key outputs

Onboarding checklists, information requests, exception lists, review packs, audit evidence and regulatory documentation packs for human review. 

Business outcomes

Faster onboarding; fewer missed steps; greater process standardization; improved traceability and audit readiness. 

Operational control
& compliance workflows

MARKET
INTELLIGENCE
AGENT

Market intelligence, quarterly earnings call analysis, AI-generated video recaps and document summaries.

Purpose

Help advisors and investment managers stay informed by automatically analyzing quarterly earnings calls, extracting relevant financial insights, and transforming complex information into concise, accessible content. The agent reduces the time spent reviewing lengthy earnings calls and financial disclosures while helping investment professionals identify developments relevant to their clients and portfolios. 

Key outputs

60-second AI-generated earnings call video recaps; structured Word document summaries; key financial highlights; management commentary; earnings insights; identified risks and opportunities; and relevant market intelligence. 

Business outcomes

Faster access to investment intelligence; reduced time spent analyzing earnings calls; more consistent financial insights; improved advisor productivity; and better-informed client conversations and investment decisions. 

Operational control
& compliance workflows

PORTFOLIO
BUILDER
AGENT

Portfolio construction, analysis, scenarios and rebalancing proposals. 

Purpose

Help investment managers and advisors transform client profile, constraints, current holdings and market signals into structured investment proposals.

Key outputs

Asset-allocation proposals, comparative scenarios, rationale, drift/restriction alerts and rebalancing proposals. 

Business outcomes

Faster and more consistent investment workflows; stronger discipline around constraints; better use of data and market signals; more time for high-value decisions. 

Operational control
& compliance workflows

CLIENT
INSIGHTS
AGENT

Personalized client financial overviews, AI-generated 60-second video summaries, and structured Word reports. 

Purpose

Transform consolidated client financial data into clear, personalized and easily understandable financial summaries, enabling advisors to communicate portfolio information more efficiently and consistently. The agent combines financial data and AI-generated narratives to provide clients and relationship managers with a concise overview of the client’s financial position, investment performance, and portfolio composition. 

Key outputs

Personalized 60-second AI-generated financial summary videos, downloadable Word financial summaries, consolidated portfolio overviews, performance highlights, asset allocation breakdowns and key financial insights.

Business outcomes

More engaging client communication; reduced preparation time for client meetings; greater consistency in financial reviews; improved understanding of portfolio performance; scalable, personalized client engagement. 

Operational control
& compliance workflows

REPORTING
AGENT

Internal reporting, client reporting and regulatory-reporting support.

Purpose

Automate data collection, preparation, narrative generation and controlled distribution of reports using CRM and PMS as primary data sources. 

Key outputs

Management reports, client packs, commentary, regulatory data packs, exception lists, version history and approval-ready reports. 

Business outcomes

Less manual work; faster reporting cycles; greater consistency; fewer copy/paste errors; improved traceability, consistent repeatable outputs. 

Operational control
& compliance workflows

BUILT FOR TRUST, GOVERNANCE, AND COMPLIANCE

Enterprise-grade governance ensures every agent action is secure, traceable, auditable, and subject to appropriate human oversight.

Human-in-the-loop

Human approval for decisions, regulatory submissions, sensitive communications, and portfolio-impacting actions.

Source traceability

Every output is traceable to the underlying data and source documents used.

Role-based access

Agents operate within the organization’s permissions, roles, and data -segregation rules.

Auditability

Logs of inputs, outputs, changes, approvals and exceptions support governance and audit requirements.